Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kurt? Claim Your ProfileKurt Eftikides is a financial advisor with over 20 years of experience in the industry. Kurt currently works at Wells Fargo Clearing Services, LLC and is registered with both FINRA and the state of Florida. Kurt has experience working with a wide range of clients, including high-net-worth individuals, corporations, and institutions. Kurt holds the Series 31, 7, 63, 65, and 66 licenses. Kurt’s previous experience includes working at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., ING Financial Partners, Inc., Locust Street Securities, Inc., UBS PaineWebber Inc., Dean Witter Reynolds Inc., and Jaron Equities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
12/14/2010 - Present
Wells Fargo Clearing Services, LLC (TAMPA FL)
FL
10/23/2009 - 12/15/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLEARWATER FL)
FL
05/22/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PALM HARBOR FL)
CT
01/01/2004 - 06/16/2006
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
IA
06/09/2003 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NJ
10/06/2000 - 04/02/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
02/07/1997 - 10/17/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/25/1996 - 11/18/1996
JARON EQUITIES CORP. (HICKSVILLE NY)
FL
07/09/1996 - 10/28/1996
FIRST AMERICAN EQUITIES, INC. (FT LAUDERDALE FL)
BOTH
Issued 06/13/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 07/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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