Unclaimed
Kurt Mitchell Carpenter is a financial advisor with Fidelity Brokerage Services LLC, a firm registered with FINRA. Kurt is registered with FINRA in 53 states and the District of Columbia, as well as with the state of Colorado, which is where Kurt is currently located. Kurt has passed the General Securities Representative Examination (Series 7TO), the Securities Industry Essentials Examination (SIE), and the Uniform Securities Agent State Law Examination (Series 63). Kurt has been in the financial industry for over 6 months.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
06/24/2022 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
BC
Issued 07/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/23/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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