Unclaimed
Kurt Michael Thomas is a financial professional with experience in the industry. Kurt is currently registered with The Leaders Group, Inc. Kurt has held previous roles at SAGEPOINT FINANCIAL, INC. and JOHN HANCOCK DISTRIBUTORS LLC. Kurt holds licenses Series 6, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/09/2015 - Present
THE Leaders Group, Inc. (LITTLETON CO)
AZ
01/27/2014 - 11/16/2015
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
IL
11/21/2011 - 02/02/2012
JOHN HANCOCK DISTRIBUTORS LLC (DOWNERS GROVE IL)
BC
Issued 01/26/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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