Unclaimed
Kurt Michael Pfaff is a registered representative with State Farm VP Management Corp. in La Crosse, Wisconsin. Kurt has been in the securities industry since 2006 and has held previous roles with Northwestern Mutual Investment Services, LLC. Kurt's licenses and registrations include Series 6, Series 7, and Series 63. Kurt holds licenses in Wisconsin and Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
09/11/2014 - Present
State Farm VP Management Corp. (La Crosse WI)
WI
06/16/2006 - 01/03/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LA CROSSE WI)
BC
Issued 09/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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