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Kurt Joseph Dombro

THE Leaders Group, Inc.

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About Kurt Joseph Dombro

Kurt Joseph Dombro is a financial advisor with The Leaders Group, Inc. with over 37 years of experience in the industry. Kurt has a Series 7, Series 63, and SIE license. Kurt was previously registered with VOYA Financial Advisors, Inc., LPL Financial LLC, Associated Securities Corp., Wachovia Securities, LLC, Prudential Securities Incorporated, Smith Barney Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Cowen & Co.. Kurt is registered with the following states: Alabama, California, Florida, Georgia, Illinois, North Carolina, North Dakota, and Texas.

Firm Information

Kurt Dombro is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kurt Dombro’s Registration & Firm History

CO

01/02/2015 - Present

THE Leaders Group, Inc. (LITTLETON CO)

FL

05/11/2012 - 12/31/2014

VOYA FINANCIAL ADVISORS, INC. (BOCA RATON FL)

FL

09/08/2009 - 05/24/2012

LPL FINANCIAL LLC (BOCA RATON FL)

FL

05/08/2008 - 09/08/2009

ASSOCIATED SECURITIES CORP. (BOCA RATON FL)

FL

07/01/2003 - 04/16/2008

WACHOVIA SECURITIES, LLC (BOCA RATON FL)

NY

12/12/1997 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

02/13/1995 - 11/17/1997

SMITH BARNEY INC. (NEW YORK NY)

NA

07/20/1990 - 03/07/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NY

07/23/1986 - 03/07/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

02/21/1995 - 02/24/1995

COWEN & CO. (NEW YORK NY)

MA

10/19/1988 - 12/04/1989

SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)

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Licenses & Designations

IA

Issued 08/26/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/20/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kurt Joseph Dombro.
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