Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kurt? Claim Your ProfileKurt John Poling is a financial advisor with over 30 years of experience in the financial services industry. Kurt is a registered representative and investment advisor representative, holding licenses in several states including Pennsylvania and Texas. Kurt is associated with Wells Fargo Clearing Services, LLC and has previously worked with firms including Prudential Securities Incorporated and Hibbard Brown & Co., Inc. Kurt holds a variety of licenses and designations including Series 7, Series 10, Series 24, Series 63 and Series 65 and is also a Certified Financial Planner and Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/21/2021 - Present
Wells Fargo Clearing Services, LLC (ALLENTOWN PA)
NY
12/08/1992 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/18/1989 - 12/05/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 06/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/01/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2005
Series 3 - National Commodity Futures Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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