Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kurt? Claim Your ProfileKurt Jerome Bakken is an Investment Advisor Representative with RBC Capital Markets, LLC. Kurt has been in the industry since December 12, 1991. Kurt has experience at several financial institutions, including Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, and Waddell & Reed, Inc. Kurt has a total of 47 approved state registrations, 3 IA registrations, and 22 approved SRO registrations. Kurt provides financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
01/21/2021 - Present
RBC Capital Markets, LLC (ROCHESTER MN)
MN
01/03/2011 - 01/21/2021
WELLS FARGO CLEARING SERVICES, LLC (ROCHESTER MN)
MN
11/08/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ROCHESTER MN)
KS
04/25/2002 - 10/20/2005
WADDELL & REED, INC. (OVERLAND PARK KS)
MA
11/25/1991 - 05/10/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/25/1991 - 05/10/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 02/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/10/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/11/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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