Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kurt? Claim Your ProfileKurt J Ellmauer is a registered representative with Northwestern Mutual Investment Services, LLC. Kurt has been in the industry since December 16, 2015. Kurt is licensed to offer securities and investment advisory services in the state of Wisconsin. Kurt's primary branch office is located in Milwaukee, Wisconsin. Kurt holds several securities licenses including the Series 7, Series 9, Series 10, and Series 24. Kurt is a registered principal with FINRA. Kurt has completed the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
12/17/2015 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
BC
Issued 10/03/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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