Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kurt? Claim Your ProfileKurt Enoch Chase is a financial advisor with Raymond James Financial Services Advisors, Inc. with 24 years of experience in the financial services industry. Kurt Chase is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 7, Series 31, Series 63 and Series 65 licenses. Kurt Chase is registered with the state of Texas as an Investment Advisor Representative and is registered with the state of Washington as a Registered Representative and an Investment Advisor Representative. In addition to providing financial advice, Kurt Chase also works with Umpqua Bank as a Financial Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
10/19/2023 - Present
Raymond James Financial Services Advisors, Inc. (Lacey WA)
WA
06/07/2010 - 10/18/2023
CETERA INVESTMENT SERVICES LLC (LACEY WA)
WA
03/26/2010 - 06/30/2010
J.P. TURNER & COMPANY, L.L.C. (OLYMPIA WA)
WA
02/02/2007 - 03/29/2010
GUNNALLEN FINANCIAL, INC (OLYMPIA WA)
WA
10/20/1999 - 02/07/2007
MORGAN STANLEY DW INC. (OLYMPIA WA)
IA
Issued 09/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 10/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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