Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kurt? Claim Your ProfileKurt Markgraf is a financial advisor with over 30 years of experience in the industry. Kurt is currently registered with Wedbush Securities Inc. and is located in Scottsdale, Arizona. Previously, Kurt worked at UBS Financial Services Inc., Piper Jaffray & Co., Smith Barney Inc., Rauscher Pierce Refsnes, Inc., E.F. Hutton & Company Inc. and Hall Securities Corporation. Kurt provides financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
09/28/2010 - Present
Wedbush Securities Inc. (SCOTTSDALE AZ)
AZ
08/12/2006 - 05/11/2009
UBS FINANCIAL SERVICES INC. (SCOTTSDALE AZ)
AZ
07/02/1996 - 08/12/2006
PIPER JAFFRAY & CO. (SCOTTSDALE AZ)
NY
07/06/1990 - 07/12/1996
SMITH BARNEY INC. (NEW YORK NY)
TX
07/08/1986 - 08/10/1990
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
04/24/1985 - 07/14/1986
E. F. HUTTON & COMPANY INC
NA
07/11/1984 - 10/29/1984
HALL SECURITIES CORPORATION
BOTH
Issued 07/17/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 01/03/1986
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 07/09/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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