Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kurt? Claim Your ProfileKurt Douglas Brockman is a financial professional with over 18 years of experience in the industry. Kurt is currently registered with Corebridge Capital Services, Inc. and has previously been registered with Transamerica Capital, Inc., Chase Investment Services Corp., and Thrivent Investment Management Inc. Kurt holds the Series 63, Series 65, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/14/2020 - Present
Corebridge Capital Services, Inc. (HOUSTON TX)
CO
10/16/2008 - 07/16/2020
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
11/10/2005 - 10/10/2008
CHASE INVESTMENT SERVICES CORP. (PARKER CO)
MN
04/13/2005 - 11/14/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BC
Issued 03/06/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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