Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kurt? Claim Your ProfileKurt David Petersen is a financial advisor with over 30 years of experience in the industry. Kurt is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Kurt has previously worked with a variety of financial institutions, including Wells Fargo Clearing Services, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Kurt specializes in providing financial advice to individuals, businesses, and institutions. He is dedicated to helping clients achieve their financial goals and providing them with the personalized guidance they need to make informed decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/28/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
TX
09/21/2007 - 06/27/2019
WELLS FARGO CLEARING SERVICES, LLC (PLANO TX)
TX
05/08/1991 - 09/25/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLANO TX)
NA
05/26/1989 - 08/14/1989
COOPER-DAHER SECURITIES, INC.
NA
11/08/1988 - 12/08/1988
INVESTORS CENTER, INC.
NA
03/25/1987 - 09/12/1988
HOME SHOPPING CLUB SECURITIES, INC.
IA
Issued 04/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/24/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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