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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kurt? Claim Your ProfileKurt Bronson Hoffman is a financial advisor with UBS Financial Services Inc. Kurt has over 27 years of experience in the financial services industry. Kurt holds Series 7, 31, and 63 securities licenses, as well as a Series 65 investment advisor license. Kurt is registered to provide financial advice in Arizona, California, Florida, Hawaii, Idaho, Illinois, Massachusetts, Nebraska, North Carolina, Oregon, Texas, and Washington. Kurt previously worked for Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Paine Webber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
09/15/2011 - Present
UBS Financial Services Inc. (LA JOLLA CA)
CA
06/01/2009 - 10/03/2011
MORGAN STANLEY SMITH BARNEY (LA JOLLA CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LA JOLLA CA)
CA
04/05/1999 - 04/02/2007
MORGAN STANLEY DW INC. (LAJOLLA CA)
NJ
02/12/1996 - 04/09/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 08/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 12/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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