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Kurt Bogseth

Northwestern Mutual Investment Services, LLC

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About Kurt Bogseth

Kurt Bogseth is an investment advisor representative with Northwestern Mutual Investment Services, LLC, located in West Des Moines, IA. Kurt joined the financial services industry in 2000 and has been with Northwestern Mutual Investment Services, LLC since 2009. Kurt is registered with the state of Iowa as an investment advisor representative. Kurt has earned several securities licenses, including Series 6, Series 7, Series 63, and Series 65. In addition to being registered with the state of Iowa, Kurt is also registered with FINRA, the Financial Industry Regulatory Authority. Kurt's primary office is located at 1245 Jordan Creek Parkway, Suite 200 in West Des Moines, Iowa.

Firm Information

Kurt Bogseth is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1245 Jordan Creek Pkwy

W Des Moines, IA 50266

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kurt Bogseth’s Registration & Firm History

IA

02/20/2009 - Present

Northwestern Mutual Investment Services, LLC (W Des Moines IA)

WI

10/17/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 2/19/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/23/2010

Series 7 - General Securities Representative Examination

BC

Issued 10/16/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kurt Bogseth.
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