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Kurt Arthur Schummer

Pruco Securities, LLC

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About Kurt Arthur Schummer

Kurt Arthur Schummer is a financial professional with over 20 years of experience in the financial services industry. Kurt is currently registered with Pruco Securities, LLC and has held previous positions with Northwestern Mutual Investment Services, LLC and Robert W. Baird & Co. Incorporated. Kurt has a wide range of experience serving individuals, families, and businesses. Kurt holds multiple professional licenses and designations, including Series 6, 63, 26 and 65. Kurt has a strong commitment to providing personalized financial advice and helping clients achieve their financial goals.

Firm Information

Kurt Schummer is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Kurt Schummer’s Registration & Firm History

WI

01/15/2007 - Present

Pruco Securities, LLC (WAUWATOSA WI)

WI

11/06/2000 - 02/02/2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

11/06/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 01/15/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/13/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/11/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Kurt Arthur Schummer. Review regulatory record here.
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