Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kurt? Claim Your ProfileKurt Andrew Hoofnagle is a financial professional with over 20 years of experience in the industry. Kurt is currently registered with Stephens and is located in Dallas, Texas. Previously, Kurt worked at various firms including Thinkequity LLC, RBC Capital Markets Corporation, J.P. Morgan Securities Inc., SG Cowen Securities Corporation, Lehman Brothers Inc., and Robertson, Stephens & Company, L.P. Kurt holds the Series 6, 7, 63, SIE, and 79TO licenses. Kurt's specialties include financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
02/12/2013 - Present
Stephens (DALLAS TX)
CA
07/28/2010 - 10/25/2012
THINKEQUITY LLC (SAN FRANCISCO CA)
CA
02/29/2008 - 04/22/2010
RBC CAPITAL MARKETS CORPORATION (SAN FRANCISCO CA)
CA
12/07/2004 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (SAN FRANCISCO CA)
NY
05/01/2001 - 01/30/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/22/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
07/19/1999 - 07/28/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
10/03/1995 - 07/12/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
CA
05/27/1994 - 08/23/1994
ROBERTSON, STEPHENS & COMPANY, L.P. (SAN FRANCISCO CA)
BC
Issued 03/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/26/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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