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Kurt Allen Mindy

Vanguard Marketing Corp.

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About Kurt Allen Mindy

Kurt Mindy is a registered representative with Vanguard Marketing Corp. Kurt has been in the securities industry since March 12, 2023 and is licensed to sell securities in 53 states. Kurt holds Series 7TO, Series 63, and SIE licenses. Kurt was previously registered with J.P. MORGAN SECURITIES LLC.

Firm Information

Kurt Mindy is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kurt Mindy’s Registration & Firm History

AZ

05/24/2024 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

AZ

02/21/2023 - 05/03/2024

J.P. MORGAN SECURITIES LLC (Tempe AZ)

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Licenses & Designations

BC

Issued 03/09/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/21/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/11/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kurt Allen Mindy.
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