Unclaimed
Kurt Mindy is a registered representative with Vanguard Marketing Corp. Kurt has been in the securities industry since March 12, 2023 and is licensed to sell securities in 53 states. Kurt holds Series 7TO, Series 63, and SIE licenses. Kurt was previously registered with J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
05/24/2024 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
02/21/2023 - 05/03/2024
J.P. MORGAN SECURITIES LLC (Tempe AZ)
BC
Issued 03/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/11/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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