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Kurt Allan Petricek

Guggenheim Investments

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About Kurt Allan Petricek

Kurt Allan Petricek is a registered investment advisor representative with Guggenheim Investments. Kurt has been in the securities industry since 2005. Kurt is registered in Arizona, California, Colorado, Idaho, Illinois, Montana, Nevada, New Mexico, Utah, and Wyoming. Kurt holds the Series 6, Series 7, Series 63, and Series 65 licenses. Kurt's previous employers include Lincoln Financial Distributors, Inc., NYLIFE Distributors LLC, ING Funds Distributor, LLC, and Banc One Securities Corporation.

Firm Information

Kurt Petricek is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kurt Petricek’s Registration & Firm History

AZ

09/02/2014 - Present

Guggenheim Investments (PHEONIX AZ)

PA

02/16/2012 - 01/14/2014

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

NJ

08/23/2007 - 02/07/2012

NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)

AZ

07/28/2005 - 07/31/2007

ING FUNDS DISTRIBUTOR, LLC (SCOTTSDALE AZ)

IL

04/11/2005 - 06/13/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

IA

Issued 08/31/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/23/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/2006

Series 7 - General Securities Representative Examination

BC

Issued 04/09/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kurt Allan Petricek.
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