Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kurt? Claim Your ProfileKurt Roddy is a financial professional with over 25 years of experience in the industry. Kurt has a strong background in investment advisory services, securities and insurance sales and services. Kurt is currently registered with Planmember Securities Corp., and has previously worked with Securities America, Inc., KMS Financial Services, Inc., FSIC, USA Financial Securities Corporation, Paulson Investment Company, Inc., Investment Management Corporation, Key Investment Services LLC, McDonald Investments Inc., Wells Fargo Investments, LLC, Wells Fargo Securities Inc., U.S. Bancorp Investments, Inc., WMA Securities, Inc., and Pruco Securities Corporation. Kurt is dedicated to providing personalized financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/04/2022 - Present
Planmember Securities Corp. (CARPINTERIA CA)
WA
11/06/2020 - 04/08/2022
SECURITIES AMERICA, INC. (Gig Harbor WA)
WA
01/02/2018 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (Gig Harbor WA)
WA
09/30/2011 - 01/02/2018
FSIC (GIG HARBOR WA)
WA
01/16/2008 - 10/03/2011
USA FINANCIAL SECURITIES CORPORATION (GIG HARBOR WA)
WA
10/31/2007 - 01/04/2008
PAULSON INVESTMENT COMPANY, INC. (GIG HARBOR WA)
UT
07/30/2007 - 11/05/2007
INVESTMENT MANAGEMENT CORPORATION (BOUNTIFUL UT)
WA
01/18/2006 - 07/25/2007
KEY INVESTMENT SERVICES LLC (SILVERDALE WA)
WA
02/25/2005 - 01/18/2006
MCDONALD INVESTMENTS INC. (SILVERDALE WA)
CA
05/02/2001 - 04/04/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
03/02/2001 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
11/25/1998 - 02/20/2001
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
GA
07/19/1996 - 10/27/1998
WMA SECURITIES, INC. (DULUTH GA)
NJ
05/13/1994 - 06/24/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 02/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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