Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kuohsin? Claim Your ProfileKuohsin Chen is a financial professional with over 15 years of experience in the securities industry. Kuohsin Chen is currently registered with Blackstone Securities Partners LP as a General Securities Principal. Prior to joining Blackstone Securities Partners LP, Kuohsin Chen worked at UBS Securities LLC and BNP Paribas Securities Corp. Kuohsin Chen holds the Series 7, Series 24, Series 63, Series 79TO, and SIE licenses. Kuohsin Chen is licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/15/2012 - Present
Blackstone Securities Partners LP (NEW YORK NY)
NY
11/30/2007 - 07/01/2010
UBS SECURITIES LLC (NEW YORK NY)
NY
08/30/2006 - 10/15/2007
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 09/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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