Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kuntal? Claim Your ProfileKuntal Patel is a financial advisor with Northwestern Mutual Investment Services, LLC. Kuntal has been in the industry since 2013 and has experience in providing financial advice. Kuntal has passed the Series 63, SIE, Series 7 and Series 24 exams. Kuntal is currently registered with the Financial Industry Regulatory Authority (FINRA) and is a registered representative with Northwestern Mutual Investment Services, LLC. Kuntal is also registered with the securities regulators in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
10/24/2018 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
WI
10/23/2017 - 10/02/2018
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
MO
07/28/2017 - 08/22/2017
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
WI
04/10/2013 - 04/26/2017
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
BC
Issued 04/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kuntal Patel is the right advisor for you? Invested Better is here to help.
