Unclaimed
Kunjika Gupta is a financial professional registered with FINRA and is currently employed at Moelis & Co. LLC. Kunjika Gupta has been in the industry since February 11, 2024 and holds Series 7, 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/12/2024 - Present
Moelis & Co. LLC (SAN FRANCISCO CA)
BC
Issued 03/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/12/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/23/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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