Unclaimed
Kuniyuki Hirai is a financial professional with over two years of experience in the securities industry. Kuniyuki is currently registered with Smbc Nikko Securities America, Inc. Kuniyuki holds a Series 7, Series 63, and Series 24 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/27/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/17/2018 - 09/23/2020
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
BC
Issued 10/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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