Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kunal? Claim Your ProfileKunal Shah is a financial professional who has been in the industry since November 7, 2017. Kunal is currently registered with Mizuho Securities USA LLC in New York, NY. Previously, Kunal was registered with Citigroup Global Markets Inc. Kunal holds the Series 63, Series 7, and SIE licenses. Kunal has a broad range of experience serving clients in all 50 states, Puerto Rico, and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/18/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
11/08/2017 - 09/20/2023
CITIGROUP GLOBAL MARKETS INC. (New York NY)
BC
Issued 11/15/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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