Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kunal? Claim Your ProfileKunal Bhatia is a financial professional with over a decade of experience in the industry. Kunal's career has been marked by a commitment to providing high-quality financial advice and investment management services. Previously, Kunal worked at Cowen and Company, RBC Capital Markets, LLC, Jefferies LLC, and Credit Suisse Securities (USA) LLC. Currently, Kunal is a Registered Representative with Oppenheimer & Co. Inc. in the New York City area. Kunal holds the Series 63, SIE and Series 79 licenses and is registered with the Financial Industry Regulatory Authority (FINRA) as well as 53 state regulatory agencies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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NY
06/27/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
04/19/2016 - 12/22/2023
COWEN AND COMPANY (NEW YORK NY)
NY
12/01/2014 - 04/14/2016
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/10/2013 - 11/05/2014
JEFFERIES LLC (NEW YORK NY)
NY
12/22/2011 - 05/02/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 04/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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