Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kunal? Claim Your ProfileKunal Patel is a Registered Representative and Investment Advisor Representative with Nomura Securities International, Inc. located in San Francisco, CA. Kunal has been in the securities industry since 2013. Prior to joining Nomura, Kunal was employed by Arrowroot Partners, LLC and UBS Securities LLC. Kunal has passed the Series 63, SIE and Series 79 exams. Kunal's current registrations include California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
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2
CA
04/22/2019 - Present
Nomura Securities International, Inc. (SAN FRANCISCO CA)
CA
03/22/2017 - 04/23/2019
ARROWROOT PARTNERS, LLC (SANTA MONICA CA)
IL
06/20/2013 - 02/22/2016
UBS SECURITIES LLC (CHICAGO IL)
IL
09/28/2012 - 06/19/2013
DUFF & PHELPS SECURITIES LLC (CHICAGO IL)
BC
Issued 08/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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