Unclaimed
Kunal Arora is a financial advisor who has been active in the industry since 2007. Kunal is currently registered with Arete Wealth Management, LLC in New York, NY and holds Series 63, Series 7 and SIE licenses. Prior to joining Arete Wealth Management, LLC, Kunal was registered with National Securities Corporation and Commerce One Financial Inc. Kunal Arora is registered in 22 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/20/2022 - Present
Arete Wealth Management, LLC (New York NY)
NY
07/16/2007 - 07/21/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
06/04/2007 - 07/20/2007
COMMERCE ONE FINANCIAL INC. (SYOSSET NY)
BC
Issued 07/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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