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Kunal Arora

Arete Wealth Management, LLC

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About Kunal Arora

Kunal Arora is a financial advisor who has been active in the industry since 2007. Kunal is currently registered with Arete Wealth Management, LLC in New York, NY and holds Series 63, Series 7 and SIE licenses. Prior to joining Arete Wealth Management, LLC, Kunal was registered with National Securities Corporation and Commerce One Financial Inc. Kunal Arora is registered in 22 states.

Firm Information

Kunal Arora is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kunal Arora’s Registration & Firm History

NY

07/20/2022 - Present

Arete Wealth Management, LLC (New York NY)

NY

07/16/2007 - 07/21/2022

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

06/04/2007 - 07/20/2007

COMMERCE ONE FINANCIAL INC. (SYOSSET NY)

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Licenses & Designations

BC

Issued 07/26/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kunal Arora.
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