Unclaimed
Kun Deng is a financial professional with over 20 years of experience in the industry. Kun has been registered with Lazard Asset Management Securities LLC since April 2004. Previously, Kun was registered with Lazard Frères & Co. LLC from January 1998 to April 2004. Kun holds Series 7, 55, 57TO, and SIE licenses. Kun is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/01/2004 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
01/23/1998 - 04/01/2004
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 10/13/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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