Unclaimed
Kumarpal Shah is a financial advisor who has been active in the industry since October 17, 2005. Kumarpal is currently registered with Nylife Securities LLC. Kumarpal is registered with the state of New Jersey, New York and North Carolina. Kumarpal holds the Series 6, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/18/2005 - Present
Nylife Securities LLC (NEW YORK NY)
BC
Issued 10/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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