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Kuang Siv Te

Pruco Securities, LLC

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About Kuang Siv Te

Kuang Siv Te is an investment advisor representative with Pruco Securities, LLC, located in Pleasant Hill, CA. Kuang has been in the financial services industry since 2008. Kuang has been with Pruco Securities, LLC since June 2008. Kuang holds a Series 66, Series 7, and Series 26 license. Kuang is registered with the following state securities authorities: Arizona, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Kansas, Maine, Missouri, Nevada, New York, Oregon, South Carolina, Texas, Utah, Virginia, Washington, and Wisconsin. Kuang also holds a registration with the state of Texas for investment advisor activities. Kuang specializes in providing investment advisory services to individuals, corporations, and trusts.

Firm Information

Kuang Te is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Kuang Te’s Registration & Firm History

CA

05/08/2023 - Present

Pruco Securities, LLC (Plesant Hill CA)

CA

11/15/2007 - 03/12/2008

AMERIPRISE FINANCIAL SERVICES, INC. (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 01/25/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/14/2011

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kuang Siv Te.
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