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Kuang Hsia Wang

Globalink Securities, Inc.

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About Kuang Hsia Wang

Kuang Wang is a financial advisor with Globalink Securities, Inc. Kuang Wang has been a registered representative for over 30 years. Kuang Wang is licensed to sell securities in the state of California. Kuang Wang holds a Series 7, Series 63 and Series 8 license. Kuang Wang also holds the Securities Industry Essentials Examination (SIE). Kuang Wang has worked for several financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Schwab & Co., Inc., JCSH Investment Group, Inc., and Baraban Securities, Inc.

Firm Information

Kuang Wang is currently registered with Globalink Securities, Inc.. Globalink Securities, Inc. is a corporation that was formed on January 3, 1992. The firm is registered with the Securities and Exchange Commission and in 27 states.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kuang Wang’s Registration & Firm History

CA

02/12/2010 - Present

Globalink Securities, Inc. (PASADENA CA)

CA

03/21/2007 - 02/09/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)

CA

07/26/1995 - 11/09/2006

CHARLES SCHWAB & CO., INC. (FREMONT CA)

CA

09/01/1993 - 07/12/1995

JCSH INVESTMENT GROUP, INC. (LOS ALTOS CA)

CA

04/03/1992 - 09/02/1993

BARABAN SECURITIES, INC. (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 04/12/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/26/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/26/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/06/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kuang Hsia Wang.
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