Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kuan? Claim Your ProfileKuan Wang is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in San Mateo, CA. Kuan Wang has been in the financial services industry since 2012 and is registered with FINRA, the state of California and Texas, and is a Series 7, Series 63, and Series 65 licensed advisor. Kuan Wang has experience with clients that include high net worth individuals, individuals other than high net worth individuals, corporations or other businesses, pension and profit sharing plans, charitable organizations, insurance companies, and state or municipal government entities. Kuan Wang is also registered as an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/17/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN MATEO CA)
CA
08/20/2015 - 04/18/2017
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
05/02/2012 - 08/07/2015
WHITEHALL-PARKER SECURITIES, INC. (SAN RAFAEL CA)
IA
Issued 09/08/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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