Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kshamta? Claim Your ProfileKshamta Kaushik is a financial advisor at Scotia Capital (usa) Inc.. Kshamta has been active in the financial services industry since July 2022 and is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7TO, Series 24, Series 63 and SIE license. Kshamta Kaushik is registered to provide financial advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/22/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 10/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/22/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2022
Series 7TO - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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