Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Krystle? Claim Your ProfileKrystle Mariano is a financial advisor with UBS Financial Services Inc. Krystle has been in the financial industry since 2010. Prior to joining UBS, Krystle was a financial advisor at MORGAN STANLEY and WELLS FARGO ADVISORS, LLC. Krystle is registered to provide investment advice in 53 states and is also a registered representative in California and Texas. Krystle holds a Series 66, Series 7, Series 9, and Series 10 license. Krystle provides financial planning, portfolio management for individuals, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OR
08/15/2022 - Present
UBS Financial Services Inc. (Portalnd OR)
CA
10/10/2016 - 08/18/2022
MORGAN STANLEY (San Francisco CA)
CA
08/23/2011 - 09/21/2016
WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)
CA
11/16/2010 - 09/07/2011
MORGAN STANLEY SMITH BARNEY (BERKELEY CA)
BOTH
Issued 07/11/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/16/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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