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Krupa Mahendrakumar Shah

Tradeweb Direct LLC

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About Krupa Mahendrakumar Shah

Krupa Mahendrakumar Shah is a financial professional with over 3 years of experience in the financial services industry. Shah is currently registered with Tradeweb Direct LLC. Previously, Shah was registered with VIRTU AMERICAS LLC. Shah holds the Series 7 and SIE licenses.

Firm Information

Krupa Shah is currently registered with Tradeweb Direct LLC. Tradeweb Direct LLC, a Limited Liability Company, was formed on November 3, 1999 and is approved in all 50 U.S. states, Puerto Rico, and the District of Columbia. The firm has one SEC registration and 52 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Krupa Shah’s Registration & Firm History

NY

08/07/2019 - Present

Tradeweb Direct LLC (NEW YORK NY)

NY

10/31/2014 - 01/05/2018

VIRTU AMERICAS LLC (New York NY)

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Licenses & Designations

BC

Issued 01/05/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/31/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Krupa Mahendrakumar Shah.
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