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Krisztina Kaplony

Credit Agricole Securities (usa) Inc.

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About Krisztina Kaplony

Krisztina Kaplony is a registered representative with Credit Agricole Securities (usa) Inc. based in New York, NY. Krisztina holds Series 63, SIE, and Series 17 licenses and has been in the industry since 2011.

Firm Information

Krisztina Kaplony is currently registered with Credit Agricole Securities (usa) Inc.. Credit Agricole Securities (usa) Inc. is a corporation formed in 1968 and is approved to operate in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Krisztina Kaplony’s Registration & Firm History

NY

08/24/2011 - Present

Credit Agricole Securities (usa) Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/06/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2011

Series 17 - Limited Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Krisztina Kaplony.
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