Unclaimed
Krisztina Kaplony is a registered representative with Credit Agricole Securities (usa) Inc. based in New York, NY. Krisztina holds Series 63, SIE, and Series 17 licenses and has been in the industry since 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/24/2011 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
BC
Issued 12/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2011
Series 17 - Limited Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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