Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristy? Claim Your ProfileKristy Toshiko Tochihara is a financial advisor with Wells Fargo Advisors Financial Network, LLC in Louisville, Colorado. Kristy has been in the industry since 1989, previously working for a variety of firms including Morgan Stanley, Citigroup Global Markets Inc., UBS Financial Services Inc., and Everen Securities, Inc. Kristy is registered to provide investment advice in 40 states and is also a registered representative of Wells Fargo Advisors Financial Network, LLC in both Colorado and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
02/12/2016 - Present
Wells Fargo Advisors Financial Network, LLC (LOUISVILLE CO)
CO
06/01/2009 - 02/22/2016
MORGAN STANLEY (BOULDER CO)
CO
05/09/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOULDER CO)
CO
10/01/1999 - 05/21/2008
UBS FINANCIAL SERVICES INC. (BOULDER CO)
MO
04/09/1996 - 10/25/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
05/25/1994 - 03/15/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
08/29/1991 - 03/15/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
03/05/1990 - 09/03/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NJ
03/03/1989 - 05/22/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
01/12/1990 - 01/30/1990
FIRST CHOICE SECURITIES CORP.
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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