Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristy? Claim Your ProfileKristy Lynn Warmerdam is a financial advisor in Manchester, New Hampshire. Kristy has been in the financial services industry for over 18 years. Kristy is currently registered with Northwestern Mutual Investment Services, LLC. Prior to that, Kristy was registered with LPL Financial LLC, Hilltop Securities Independent Network Inc., Charles Schwab & Co., Inc., and Southwest Securities, Inc.. Kristy holds a Series 63, 65, 66, 7, 8, 9, 10, and SIE licenses. Kristy is also registered as an investment advisor in New Hampshire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NH
03/01/2022 - Present
Northwestern Mutual Investment Services, LLC (Manchester NH)
NH
07/16/2019 - 02/10/2022
LPL FINANCIAL LLC (MANCHESTER NH)
CT
05/13/2013 - 07/16/2019
HILLTOP SECURITIES INDEPENDENT NETWORK INC. (Avon CT)
NV
07/20/2012 - 05/06/2013
CHARLES SCHWAB & CO., INC. (LAS VEGAS NV)
NV
04/06/2010 - 06/22/2012
SOUTHWEST SECURITIES, INC. (LAS VEGAS NV)
NY
02/01/1994 - 08/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/30/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/01/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/13/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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