Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristy? Claim Your ProfileKristy Warmerdam is a financial advisor with Northwestern Mutual Investment Services, LLC. Kristy has been in the financial services industry since 2004. Kristy has held previous roles at LPL FINANCIAL LLC, Hilltop Securities Independent Network INC., Charles Schwab & Co., Inc., Southwest Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kristy is registered to provide investment advice in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Kristy also provides investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NH
03/01/2022 - Present
Northwestern Mutual Investment Services, LLC (Manchester NH)
NH
07/16/2019 - 02/10/2022
LPL FINANCIAL LLC (MANCHESTER NH)
CT
05/13/2013 - 07/16/2019
HILLTOP SECURITIES INDEPENDENT NETWORK INC. (Avon CT)
NV
07/20/2012 - 05/06/2013
CHARLES SCHWAB & CO., INC. (LAS VEGAS NV)
NV
04/06/2010 - 06/22/2012
SOUTHWEST SECURITIES, INC. (LAS VEGAS NV)
NY
02/01/1994 - 08/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 8/30/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/9/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/5/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 4/1/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/13/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/5/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kristy Warmerdam is the right advisor for you? Invested Better is here to help.
