Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristy? Claim Your ProfileKristy Nicol is a financial advisor at LPL Financial LLC. Kristy has been working in the financial industry since 1996. Kristy holds licenses in 14 states, including Florida and Michigan. Kristy also holds Series 6, 7, 24, 51, 63, and 66 securities licenses. Kristy specializes in providing financial planning, portfolio management, and other investment-related services to individuals, corporations, and other entities. Kristy has a wide range of experience and expertise in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
09/21/2011 - Present
LPL Financial LLC (WYOMING MI)
MI
10/05/2010 - 08/30/2011
PRIMEVEST FINANCIAL SERVICES, INC. (BYRON CENTER MI)
MI
07/03/2006 - 10/07/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (BYRON CENTER MI)
MI
10/01/1997 - 06/06/2006
THE HUNTINGTON INVESTMENT COMPANY (TRAVERSE CITY MI)
MI
08/26/1996 - 10/01/1997
FMB INVESTMENT SERVICES (HOLLAND MI)
IA
Issued 05/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/24/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/23/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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