linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kristy Dinh

J.p. Morgan Institutional Investments Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kristy? Claim Your Profile

About Kristy Dinh

Kristy Dinh is a financial advisor with over 20 years of experience in the industry. Kristy has a broad range of experience, having worked with several firms including Nationwide Investment Services Corporation, AXA Distributors, LLC, Lincoln Financial Advisors Corporation, Hartford Securities Distribution Company, Inc., Prudential Investment Management Services LLC, ICMA-RC Services, LLC, GWFS Equities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kristy currently works at J.P. Morgan Institutional Investments Inc., a firm with a strong reputation for financial services.

Firm Information

Kristy Dinh is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kristy Dinh’s Registration & Firm History

NY

08/14/2020 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

OH

09/28/2018 - 08/14/2020

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

NC

04/09/2014 - 01/02/2018

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

IN

02/02/2012 - 12/13/2013

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

CT

02/17/2011 - 11/11/2011

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)

CA

02/27/2008 - 12/08/2010

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (IRVINE CA)

DC

11/06/2003 - 11/14/2007

ICMA-RC SERVICES, LLC (WASHINGTON DC)

CO

01/22/2002 - 11/14/2003

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

NY

07/27/2000 - 08/14/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if Kristy Dinh is right for you?

Licenses & Designations

BOTH

Issued 10/28/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/09/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kristy Dinh. Review regulatory record here.
Not sure if Kristy Dinh is right for you?