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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristy? Claim Your ProfileKristy Grauer is a financial advisor with Cetera Investment Advisers LLC, based in El Segundo, CA. Kristy has over 16 years of experience in the financial services industry. She has worked with a variety of clients, including individuals, families, businesses, and charitable organizations. Kristy is committed to providing her clients with personalized financial advice and guidance. She believes in building long-term relationships with her clients and helping them achieve their financial goals. She holds Series 7, 24, 31, 63, and 66 licenses. Kristy is a registered representative of Cetera Investment Advisers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
11/02/2020 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
02/28/2014 - 11/04/2019
KESTRA INVESTMENT SERVICES, LLC (BREA CA)
CA
02/15/2013 - 03/07/2014
LPL FINANCIAL LLC (BREA CA)
CA
06/01/2009 - 02/27/2013
MORGAN STANLEY (NEWPORT BEACH CA)
CA
08/01/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BREA CA)
CA
04/02/2007 - 10/22/2007
MORGAN STANLEY & CO., INCORPORATED (BREA CA)
CA
10/25/2004 - 04/02/2007
MORGAN STANLEY DW INC. (BREA CA)
BOTH
Issued 08/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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