Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristy? Claim Your ProfileKristy Anne Grauer is a financial advisor with Cetera Investment Advisers LLC, based in El Segundo, CA. Kristy is an experienced advisor with over 15 years in the industry, and has held various positions with firms such as Kestra Investment Services, LLC, LPL Financial LLC, and Morgan Stanley. Kristy offers financial planning, portfolio management for businesses and individuals, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
11/02/2020 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
02/28/2014 - 11/04/2019
KESTRA INVESTMENT SERVICES, LLC (BREA CA)
CA
02/15/2013 - 03/07/2014
LPL FINANCIAL LLC (BREA CA)
CA
06/01/2009 - 02/27/2013
MORGAN STANLEY (NEWPORT BEACH CA)
CA
08/01/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BREA CA)
CA
04/02/2007 - 10/22/2007
MORGAN STANLEY & CO., INCORPORATED (BREA CA)
CA
10/25/2004 - 04/02/2007
MORGAN STANLEY DW INC. (BREA CA)
BOTH
Issued 8/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/1/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/15/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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