Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristy? Claim Your ProfileKristy Gonzalez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Kristy has been in the financial services industry since 2006, and has a wealth of experience providing investment advice to individuals, businesses, and institutions. Kristy offers a variety of services, including portfolio management, financial planning, and retirement planning. Kristy is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/10/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
07/17/2007 - 10/23/2009
WELLS FARGO ADVISORS, LLC (PALOS HEIGHTS IL)
IL
07/17/2003 - 11/20/2006
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
NY
08/31/2000 - 05/09/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
IL
06/29/1998 - 08/29/2000
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
MI
08/28/1997 - 07/08/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 02/06/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/04/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 02/21/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/27/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kristy Gonzalez is the right advisor for you? Invested Better is here to help.
