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Kristy A Lopresti

Btig, LLC

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About Kristy A Lopresti

Kristy Lopresti is a financial professional with over 20 years of experience in the industry. Kristy is currently registered with BTIG, LLC as a broker and has been with the firm since 2008. Prior to joining BTIG, LLC, Kristy held positions at Goldman, Sachs & Co., Spear, Leeds & Kellogg, L.P., and Whale Securities Co., L.P. Kristy has a strong background in securities trading and holds licenses for both broker-dealer and investment advisor activities. Kristy is committed to providing clients with personalized financial advice and guidance.

Firm Information

Kristy Lopresti is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kristy Lopresti’s Registration & Firm History

NJ

08/05/2008 - Present

Btig, LLC (RED BANK NJ)

NY

09/09/2002 - 08/22/2008

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

06/07/2000 - 09/09/2002

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

NY

09/08/1999 - 06/05/2000

WHALE SECURITIES CO., L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/02/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/11/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2003

Series 3 - National Commodity Futures Examination

BC

Issued 02/16/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/04/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kristy A Lopresti.
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