Unclaimed
Kristy Lopresti is a financial professional with over 20 years of experience in the industry. Kristy is currently registered with BTIG, LLC as a broker and has been with the firm since 2008. Prior to joining BTIG, LLC, Kristy held positions at Goldman, Sachs & Co., Spear, Leeds & Kellogg, L.P., and Whale Securities Co., L.P. Kristy has a strong background in securities trading and holds licenses for both broker-dealer and investment advisor activities. Kristy is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/05/2008 - Present
Btig, LLC (RED BANK NJ)
NY
09/09/2002 - 08/22/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
06/07/2000 - 09/09/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
09/08/1999 - 06/05/2000
WHALE SECURITIES CO., L.P. (NEW YORK NY)
BC
Issued 10/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2003
Series 3 - National Commodity Futures Examination
BC
Issued 02/16/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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