Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Carroll is a financial advisor with over 20 years of experience in the industry. Kristopher is a Certified Financial Planner and holds multiple securities licenses. Kristopher is currently registered with Wealth Enhancement Advisory Services, LLC and has been with the firm since 2021. Prior to that, Kristopher worked with CETERA ADVISOR NETWORKS LLC. Kristopher has a broad range of experience and specializes in financial planning, retirement planning, and investment management. Kristopher works with a variety of clients, including individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
NC
12/09/2021 - Present
Wealth Enhancement Advisory Services, LLC (Charlotte NC)
NC
08/22/2002 - 12/02/2021
CETERA ADVISOR NETWORKS LLC (CHARLOTTE NC)
CA
02/15/2000 - 10/05/2001
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 01/15/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 12/28/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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