Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Phillips is a financial advisor with over 10 years of experience in the financial services industry. Kristopher is currently registered with Cetera Investment Advisers LLC. Prior to joining Cetera, Kristopher was affiliated with Moors & Cabot, Inc. and Pruco Securities, LLC. Kristopher holds licenses for Series 6, 7, 26, 63, and 65 and is a licensed Investment Advisor Representative in Florida. Kristopher's specializations include financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
04/07/2023 - Present
Cetera Investment Advisers LLC (ENGLEWOOD FL)
FL
01/11/2021 - 03/24/2023
MOORS & CABOT, INC. (ENGLEWOOD FL)
FL
04/01/2020 - 01/11/2021
PRUCO SECURITIES, LLC. (Sarasota FL)
FL
06/26/2012 - 02/20/2020
PRUCO SECURITIES, LLC. (SARASOTA FL)
BC
Issued 8/22/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 7/11/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/15/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/8/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/25/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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