Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Cox is a financial advisor with over 20 years of experience in the industry. Kristopher is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Kristopher holds multiple licenses and registrations including Series 7, 9, 10, 31 and 66. Kristopher has a strong background in portfolio management and provides services to individuals, businesses, and institutions. Kristopher is also involved in various outside businesses and organizations, including Cox Consulting LLC and Cathedral Carmel Athletic Booster Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
01/09/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAFAYETTE LA)
BOTH
Issued 10/31/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 03/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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