Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Leonard Merrill is a securities professional with over 12 years of experience in the financial industry. Currently, Kristopher Merrill is registered with Mufg Securities Americas Inc. in New York, New York, and holds Series 7, Series 63, SIE, and Series 99TO licenses. Kristopher Merrill was previously registered with NATWEST MARKETS SECURITIES INC. in Stamford, Connecticut, and holds a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/09/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
CT
08/04/2010 - 01/27/2021
NATWEST MARKETS SECURITIES INC. (STAMFORD CT)
BC
Issued 09/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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