Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Emick is a financial advisor registered with Cambridge Investment Research Advisors, Inc.. Kristopher has been in the financial industry since October 2010. He has been registered with Cambridge Investment Research Advisors, Inc. since December 2014. Kristopher has also worked for Continuity Partners Group, LLC and Hanson McClain Securities. Kristopher is a registered representative with Series 6, 7, and 66 licenses and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
12/02/2014 - Present
Cambridge Investment Research Advisors, Inc. (FAIRFIELD IA)
IA
12/02/2014 - 08/07/2017
CONTINUITY PARTNERS GROUP, LLC (FAIRFIELD IA)
CA
01/13/2014 - 11/11/2014
HANSON MCCLAIN SECURITIES (FOLSOM CA)
IA
10/07/2010 - 10/28/2013
BROKER DEALER FINANCIAL SERVICES CORP. (INDIANOLA IA)
IA
06/28/2010 - 07/21/2010
U.S. BANCORP INVESTMENTS, INC. (DES MOINES IA)
BOTH
Issued 10/26/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/26/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kristopher Emick is the right advisor for you? Invested Better is here to help.
