Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kristopher? Claim Your ProfileKristopher Rooney is a financial professional with over 9 years of experience in the industry. Kristopher has worked for several firms including Nuveen Securities, LLC and Blackstone Advisory Partners L.P. Kristopher is currently registered with Athene Securities, LLC and Apollo Global Securities, LLC. Kristopher holds the Series 7, 63, 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
04/09/2024 - Present
Athene Securities, LLC (WEST DES MOINES IA)
IL
02/19/2020 - 04/30/2021
NUVEEN SECURITIES, LLC (CHICAGO IL)
NY
02/04/2015 - 01/09/2020
BLACKSTONE ADVISORY PARTNERS L.P. (NEW YORK NY)
IA
Issued 06/04/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/26/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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