Unclaimed
Kristopher Watts is an investment advisor representative with Cetera Investment Advisers LLC. Kristopher has been in the industry since August 2001. Kristopher has registrations in 20 states. Kristopher is also an Investment Advisor Representative for Cetera Investment Advisers LLC and is registered in Texas and Washington. Kristopher has held previous positions at Zions Direct, Inc., Banc of America Investment Services, Inc., U.S. Bancorp Investments, Inc. and Morgan Stanley DW Inc. Kristopher holds the Series 31, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
04/30/2021 - Present
Cetera Investment Advisers LLC (SPOKANE WA)
ID
05/04/2007 - 02/10/2015
ZIONS DIRECT, INC. (BOISE ID)
WA
11/09/2005 - 05/08/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SEATTLE WA)
MN
11/03/2003 - 11/10/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NY
07/10/2001 - 10/16/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/13/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 07/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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